Reviewing Preliminary Testing Results Before the Fourth Quarter Rush

October is a useful point in the compliance calendar because preliminary testing information can turn year-end surprises into a planning conversation.

Recent Blog Posts

Stocks rebound into the close as oil cools and breadth improves

Personal Investor

October 9, 2026

U.S. equities finished higher, recouping part of Thursday’s AI-led selloff. The Dow, S&P 500, and Nasdaq each rose around two‑thirds of a percent, with the S&P back near record territory as gains broadened beyond mega‑cap tech. Oil prices eased and long‑term Treasury yields held near—but a touch off—recent highs, setting the stage for bank earnings next week.

Stocks climb as cooler jobs tilt Fed calculus; tech and consumer names lead while energy slips

Personal Investor

October 2, 2026

Equities pushed higher after a softer September payrolls print eased fears of another near‑term rate hike, helping growth stocks regain their footing.

Stocks steady as yields blink; S&P 500 edges higher as energy leads

Personal Investor

October 1, 2026

After an early scare from Treasury yields spiking to multi‑decade highs, rates eased and stocks managed small gains, breaking a three‑day slide. Leadership rotated toward energy while defensives lagged, as a softer manufacturing read and steady jobless claims nudged odds of an October rate hike lower.

A Difficult September: What Rising Yields Mean for Investors

Personal Investor

October 1, 2026

September ended with a challenging reminder: stocks and bonds can both lose ground when inflation concerns intensify.

Stocks split as cool inflation runs into hot yields

Personal Investor

September 30, 2026

Wall Street ended mixed as a softer core PCE reading eased odds of an October Fed hike, but long-dated Treasury yields pushed to cycle highs on firm growth and spending, keeping pressure on most sectors.

Stocks soften as yields firm and confidence slips; oil cools, energy lags

Personal Investor

September 29, 2026

U.S. equities finished mixed-to-lower as a fresh rise in Treasury yields and a drop in consumer confidence to the weakest since 2014 kept buyers cautious.