SEC Regulatory Focus 2025: Crypto, Disclosure, and Investor Protection

The U.S. Securities and Exchange Commission (SEC) is increasing its regulatory oversight in 2025, with a renewed emphasis on protecting investors as financial markets evolve rapidly. 

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Recent Blog Posts

Recognizing Biased Investment Advice: Why Working with a Fiduciary RIA Like DWAM Matters

Personal Investor
October 20, 2025

Conflicted and biased investment advice remains a significant challenge for individual investors. 

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Navigating Volatile Markets: Human Strategies for Long-Term Investment Success.

Personal Investor
October 17, 2025

Navigating risk in volatile markets is crucial for anyone hoping to achieve long-term investment success. 

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Markets Rebound on Trump Trade Comments, Bank Recovery Caps Volatile Week

Personal Investor
October 17, 2025

Stocks ended the week on a high note, buoyed by upbeat comments from President Trump on U.S.-China trade relations and a sharp reversal in regional bank shares following Thursday’s selloff.

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Markets Rattle as Regional Bank Woes Resurface, AI Remains a Bright Spot

Personal Investor
October 16, 2025

Markets ended lower Thursday, dragged down by fresh credit concerns in the regional banking sector.

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How to Navigate Market Volatility: Building Resilience in Your Portfolio During Uncertainty

Personal Investor
October 16, 2025

Market volatility is an expected aspect of investing, and the frequent swings and headlines can challenge even experienced investors. However, volatility does not have to derail your long-term financial objectives.

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The Power of Automatic Investing

Personal Investor
October 16, 2025

Automatic investing is a straightforward and effective strategy to help you build wealth and develop healthy financial habits. 

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Office

5350 Poplar Ave.
Suite 600
Memphis, TN 38119

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